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Selected Bibliographies of GSB Faculty | Steven Neil Kaplan


Selected Bibliography for Steven Neil Kaplan
Neubauer Family Professor of Entrepreneurship and Finance


Accessing linked articles
"Are CEOs Really Overpaid?" Steven N. Kaplan; Corporate Board, 2007, 28(167), pp. 8-12.

http://search.ebscohost.com/login.aspx?direct=true&db=bth&AN=27357360

"Are CEOs Overpaid?" Steven N. Kaplan; WorldatWork Journal, 2007, 16(3), pp. 22.

Wall Street and Main Street: What Contributes to the Rise in the Highest Incomes?; Steven N. Kaplan and Joshua Rauh; NBER Working Paper Series no. 13270; Cambridge: National Bureau of Economic Research, 2007.

http://www.nber.org/papers/w13270

"How do Legal Differences and Experience Affect Financial Contracts?" Steven N. Kaplan, Frederic Martel and Per Stromberg; Journal of Financial Intermediation, 2007, 16(3), pp. 273-311.

http://dx.doi.org/10.1016/j.jfi.2007.03.005

How Has CEO Turnover Changed? Increasingly Performance Sensitive Boards and Increasingly Uneasy CEOs; Steven N. Kaplan and Bernadette Minton; NBER working paper series ; no. w12465; Cambridge, Mass.: National Bureau of Economic Research, 2006.

http://www.nber.org/papers/w12465

What Are Firms? Evolution from Birth to Public Companies; Steven N. Kaplan, Berk A. Sensoy and Per Strömberg; NBER Working Papers Series no. 11581; Cambridge: National Bureau of Economic Research, 2005.

http://papers.nber.org/papers/W11581

"Private Equity Performance: Returns, Persistence, and Capital Flows." Steven N. Kaplan and Antoinette Schoar; Journal of Finance, 2005, 60(4), pp. 1791.

http://search.epnet.com/login.aspx?direct=true&db=bth&an=17672483

How do Legal Differences and Learning Affect Financial Contracts; Steven N. Kaplan, Frédéric Martel and Per Strömberg; Chicago: University of Chicago Law School, Law and Economics Workshop, 2004.

http://www.law.uchicago.edu/Lawecon/workshop-papers/kaplan.pdf

"Characteristics, Contracts, and Actions: Evidence from Venture Capitalist Analyses." Steven N. Kaplan and Per Strömberg; Journal of Finance, 2004, 59(5), pp. 2177.

http://dx.doi.org/10.1111/j.1540-6261.2004.00696.x

"Venture Capitalists as Economic Principals." Steven N. Kaplan and Per Strömberg; NBER Reporter, 2003, (Summer), pp. 22-25.

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How do Legal Differences and Learning Affect Financial Contracts?; Steven N. Kaplan, Frédéric Martel and Per Strömberg; NBER working paper series no. 10097.; Cambridge: National Bureau of Economic Research, 2003.

http://www.nber.org/papers/W10097

How do Legal Differences and Learning Affect Financial Contracts?; Steven N. Kaplan, Frédéric Martel and Per Strömberg; Discussion paper no. 4161.; London: Centre for Economic Policy Research, 2003.

http://www.cepr.org/pubs/dps/DP4161.asp

"Financial Contracting Theory Meets the Real World: An Empirical Analysis of Venture Capital Contracts." Steven N. Kaplan and Per Strömberg; Review of Economic Studies, 2003, 70(2), pp. 281-315.

http://dx.doi.org/10.1111/1467-937X.00245

"Valuation and New Economy Firms," Steven N. Kaplan, in W. C. Hunter, G. Kaufman and M. Pomerleano: Asset Price Bubbles. MIT Press, 2003, pp. 581

"The State of U.S. Corporate Governance: What's Right and What's Wrong?" Holmstrom Bengt and Steven N Kaplan; The Bank of America Journal of Applied Corporate Finance, 2003, 15(3), pp. 8.

"The Dangers of Too Much Governance." Bengt Holmstrom and Steven N Kaplan; MIT Sloan Management Review, 2003, 45(1), pp. 96.

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"What Is the Price of Hubris? Using Takeover Battles to Infer Overpayments and Synergies." Hietala Pekka, Steven N Kaplan and David T Robinson; Financial Management, 2003, 32(3), pp. 5.

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Private Equity Performance: Returns, Persistence and Capital; Steven Kaplan and Antoinette Schoar; NBER Working Paper Series, no. 9807; Cambridge: National Bureau of Economic Research, 2003.

http://papers.nber.org/papers/9807

How Do Legal Differences and Learning Affect Financial Contracts?; Steven N. Kaplan, Frederic Martel and Per Stromberg; NBER Working Paper Series, no. 10097; Cambridge: National Bureau of Economic Research, 2003.

http://papers.nber.org/papers/100097

The State of U.S. Corporate Governance: What's Right and What's Wrong?; Bengt Holmstrom and Steven N. Kaplan; NBER Working Paper Series, no. 9613; Cambridge: National Bureau of Economic Research, 2003.

http://papers.nber.org/papers/9613

How Do Legal Differences and Learning Affect Financial Contracts?; Steven Kaplan, Frederic Martel and Per Johan Stromberg; C.E.P.R. Discussion Papers, no. 4161; Center for Economic Policy Research, 2003.

Characteristics, Contracts and Auctions : Evidence from Venture Capital Analyses; Steven N. Kaplan and Per Strömberg; Discussion paper no. 3243.; London: Centre for Economic Policy Research, 2002.

"U.S. Boards of Directors: Post-Enron." Steven N. Kaplan; Corporate Board Member, 2002, (Special Supplement).

Characteristics, Contracts, and Actions: Evidence from Venture Capitalist Analyses; Steven N. Kaplan and Per Stromberg; NBER Working Papers, no. 8764; Cambridge: National Bureau of Economic Research, 2002.

http://papers.nber.org/papers/8764

What Is the Price of Hubris? Using Takeover Battles to Infer Overpayments and Synergies; Pekka Hietala, Steven N. Kaplan and David T. Robinson; NBER Working Paper Series, no. 9264; Cambridge: National Bureau of Economic Research, 2002.

http://papers.nber.org/papers/9264

"Business-to-Business E-Commerce: Value Creation, Value Capture and Valuation," Luis Garicano and Steven N. Kaplan, in M. R. Baye: The Economics of the Internet and E-Commerce. Amsterdam ; Boston, 2002, pp. 268

Venture Capitalists as Principals : Contracting, Screening, and Monitoring; Steven N. Kaplan and Per Strömberg; NBER working paper series no. 8202.; Cambridge: National Bureau of Economic Research, 2001.

http://www.nber.org/papers/W8202

"The Effects of Business-to-Business E-Commerce on Transaction Costs." Luis Garicano and Steven N. Kaplan; Journal of Industrial Economics, 2001, 49(4), pp. 463-85.

http://dx.doi.org/10.1111/1467-6451.00158

"Corporate Governance and Merger Activity in the United States: Making Sense of the 1980s and 1990s." Bengt Holmstrom and Steven N. Kaplan; Journal of Economic Perspectives, 2001, 15(2), pp. 121.

http://links.jstor.org/sici?sici=0895-3309%28200121%2915%3A2%3C121%3ACGAMAI%3E2.0.CO%3B2-S

"Venture Capitalists as Principals: Contracting, Screening, and Monitoring." Steven N Kaplan and Per Stromberg; American Economic Review, 2001, 91(2), pp. 426.

http://links.jstor.org/sici?sici=0002-8282%28200105%2991%3A2%3C426%3AVCAPCS%3E2.0.CO%3B2-R

Corporate Governance and Merger Activity in the U.S.: Making Sense of the 1980s and 1990s; Bengt Holmstrom and Steven N. Kaplan; Working Paper 01/11; Massachusetts Institute of Technology: Massachusetts Institute of Technology Department of Economics, 2001.

Corporate Governance and Merger Activity in the U.S.: Making Sense of the 1980s and 1990s; Bengt Holmstrom and Steven N. Kaplan; NBER Working Paper Series, no. 8220; Cambridge: National Bureau of Economic Research, 2001.

http://papers.nber.org/papers/8220

"The Valuation of Cash Flow Forecasts: An Empirical Analysis," Steven N. Kaplan and Richard S. Ruback, in M. J. Brennan: Empirical Corporate Finance. Cheltenham UK ; Northampton, MA: Edward Elgar, 2001, pp. 4 v.

Reprinted in:
M. J. Brennan; Empirical Corporate Finance. Cheltenham UK ; Northampton, MA; Edward Elgar, 2001, 27-61
"Investment-Cash Flow Sensitivities Are Not Valid Measures of Financing Constraints." Steven N. Kaplan and Luigi Zingales; Quarterly Journal of Economics, 2000, 115(2), pp. 707-12.

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Financial Contracting Theory Meets the Real World : An Empirical Analysis of Venture Capital Contracts; Steven N. Kaplan and Per Strömberg; Discussion paper series no. 2421.; Centre for Economic Policy Research, 2000.

The Effects of Business-to-Business E-Commerce on Transaction Costs; Luis Garicano and Steven N. Kaplan; NBER working paper series ;; no. 8017; Cambridge: National Bureau of Economic Research, 2000.

http://www.nber.org/papers/W8017

"B2B E-Commerce Hubs: Towards a Taxonomy of Business Models." Steven N. Kaplan and Mohan Sawhney; Harvard Business Review, 2000, 78(3), pp. 97.

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Mergers and Productivity Steven N. Kaplan; Conference Report (National Bureau of Economic Research); Chicago: University of Chicago Press, 2000

Investment-Cash Flow Sensitivities Are Not Valid Measures of Financing Constraints; Steven N. Kaplan and Luigi Zingales; NBER Working Paper Series, no. 7659; Cambridge: National Bureau of Economic Research, 2000.

http://papers.nber.org/papers/7659

Financial Contracting Theory Meets the Real World: An Empirical Analysis of Venture Capital Contracts; Steven N. Kaplan and Per Stromberg; NBER Working Paper Series, no. 7660; Cambridge: National Bureau of Economic Research, 2000.

http://papers.nber.org/papers/7660

"A Clinical Exploration of Value Creation and Destruction in Acquisitions: Organizational Design, Incentives, and Internal Capital Markets," Steven N. Kaplan, Mark L. Mitchell and Karen H. Wruck, in S. N. Kaplan: Mergers and Productivity. Chicago: University of Chicago Press, 2000, pp. 337

"Let's Get Vertical." Steven N. Kaplan and Mohan Sawhney; Business 2.0, 1999, (September).

"How Costly Is Financial (Not Economic) Distress? Evidence from Highly Leveraged Transactions That Became Distressed." Gregor Andrade and Steven N. Kaplan; Journal of Finance, 1998, 53(5), pp. 1443-93.

http://links.jstor.org/sici?sici=0022-1082%28199810%2953%3A5%3C1443%3AHCIF%28E%3E2.0.CO%3B2-5

Reprinted in:
J. R. Ritter; Recent Developments in Corporate Finance Volume 1. Cheltenham, U.K. and Northampton, Mass.; Elgar, 2005, 30-80
"Do Investment-Cash Flow Sensitivities Provide Useful Measures of Financing Constraints?" Steven N. Kaplan and Luigi Zingales; Quarterly Journal of Economics, 1997, 112(1), pp. 169-215.

http://links.jstor.org/sici?sici=0033-5533%28199702%29112%3A1%3C169%3ADIFSPU%3E2.0.CO%3B2-U

"The Evolution of U.S. Corporate Governance: We Are All Henry Kravis Now." Steven N. Kaplan; Journal of Private Equity, 1997, (Fall), pp. 7-14.

"Corporate Governance and Corporate Performance: A Comparison of Germany, Japan, and the U.S." Steven N. Kaplan; The Bank of America Journal of Applied Corporate Finance, 1997, 9(4), pp. 86.

A Clinical Exploration of Value Creation and Destruction in Acquisitions: Organizational Design, Incentives, and Internal Capital Markets; Steven N. Kaplan, Mark L. Mitchell and Karen H. Wruck; NBER Working Papers, no. 5999; Cambridge: National Bureau of Economic Research, 1997.

http://papers.nber.org/papers/5999

How Costly Is Financial (Not Economic) Distress? Evidence from Highly Leveraged Transactions That Became Distressed; Gregor Andrade and Steven N. Kaplan; NBER Working Paper Series, no. 6145; Cambridge: National Bureau of Economic Research, 1997.

http://papers.nber.org/papers/6145

"Those Japanese Firms with Their Disdain for Shareholders: Another Fable of the Academy." Steven N. Kaplan and J. Mark Ramseyer; Washington University Law Quarterly, 1996, 74(2), pp. 403-18.

http://heinonline.org/HOL/Page?handle=hein.journals/walq74&id=413&collection=journals

"The Market Pricing of Cash Flow Forecasts: Discounted Cash Flow Vs. The Method Of "Comparables"." Steven N. Kaplan and Richard S. Ruback; The Bank of America Journal of Applied Corporate Finance, 1996, 8(4), pp. 45.

"Valuation in Corporate Control Transactions," Steven N. Kaplan, Proceedings of AIMR Seminar, Equity Analysis. The Role of Corporate Financial Decision Making 1995, pp.

"Corporate Governance and Incentives in German Companies: Evidence from Top Executive Turnover and Firm Performance." Steven N. Kaplan; European Financial Management, 1995, 1(1), pp. 23.

"Taking Stock of the Rjr Nabisco Buyout." Steven N. Kaplan, Wall Street Journal - Eastern Edition, March 30, 1995, A14.

"The Homogeneity of Japanese Boards." Steven N. Kaplan; Directors and Boards, 1995, 19(3), pp. 31.

"Corporate Governance in Germany, Japan, and the United States: A Comparison," Steven N. Kaplan, in J. Doukas and L. H. P. Lang: Research in International Business and Finance. Greenwich, Conn: JAI Press, 1995, pp. 335

Do Financing Constraints Explain Why Investment Is Correlated with Cash Flow?; Steven N. Kaplan and Luigi Zingales; NBER Working Paper Series, no. 5267; Cambridge: National Bureau of Economic Research, 1995.

http://papers.nber.org/papers/5267

"The Valuation of Cash Flow Forecasts: An Empirical Analysis." Steven N. Kaplan and Richard S. Ruback; Journal of Finance, 1995, 50(4), pp. 1059-93.

http://links.jstor.org/sici?sici=0022-1082%28199509%2950%3A4%3C1059%3ATVOCFF%3E2.0.CO%3B2-Z

"Federated's Acquisition and Bankruptcy: Lessons and Implications." Steven N. Kaplan; Washington University Law Quarterly, 1994, 72(3), pp. 1103-226.

http://heinonline.org/HOL/Page?handle=hein.journals/walq72&id=1115&collection=journals

"Campeau's Acquisition of Federated: Post Bankruptcy Results." Steven N. Kaplan; Journal of Financial Economics, 1994, 35(1), pp. 123.

http://dx.doi.org/10.1016/0304-405X(94)90020-5

"Appointments of Outsiders to Japanese Boards: Determinants and Implications for Managers." Steven N. Kaplan and Bernadette A. Minton; Journal of Financial Economics, 1994, 36(2), pp. 225.

http://dx.doi.org/10.1016/0304-405X(94)90025-6

The Valuation of Cash Flow Forecasts: An Empirical Analysis; Steven N. Kaplan and Richard S. Ruback; NBER Working Paper Series, no. 4724; Cambridge: National Bureau of Economic Research, 1994.

http://papers.nber.org/papers/4724

"Top Executives, Turnover, and Firm Performance in Germany." Steven N. Kaplan; Journal of Law, Economics, & Organization, 1994, 10(1), pp. 142-59.

http://links.jstor.org/sici?sici=8756-6222%28199404%2910%3A1%3C142%3ATETAFP%3E2.0.CO%3B2-J

Reprinted in:
K. F. Hallock and K. J. Murphy; The Economics of Executive Compensation. Cheltenham; Northampton, Mass; Edward Elgar 1999, 460-77
"Top Executive Rewards and Firm Performance: A Comparison of Japan and the United States." Steven N. Kaplan; Journal of Political Economy, 1994, 102(3), pp. 510-46.

http://links.jstor.org/sici?sici=0022-3808%28199406%29102%3A3%3C510%3ATERAFP%3E2.0.CO%3B2-O

Reprinted in:
K. F. Hallock and K. J. Murphy; The Economics of Executive Compensation. Cheltenham; Northampton, Mass; Edward Elgar 1999, 423-59

"The Staying Power of Leveraged Buyouts." Steven N. Kaplan; The Continental Bank Journal of Applied Corporate Finance, 1993, 6(1), pp. 15.

Reprinted in:
J. M. Stern and D. H. Chew; The Revolution in Corporate Finance. Malden, Mass; Blackwell Publishers, 1998, 378-87

"The Evolution of Buyout Pricing and Financial Structure (or, What Went Wrong) in the 1980s." Steven N. Kaplan and Jeremy C. Stein; The Continental Bank Journal of Applied Corporate Finance, 1993, 6(1), pp. 72.

"Outside" Intervention in Japanese Companies: Its Determinants and Its Implications for Managers; Steven N. Kaplan and Bernadett A. Minton; NBER Working Paper Series, no. 4276; Cambridge: National Bureau of Economic Research, 1993.

http://papers.nber.org/papers/4276

Top Executives, Turnover and Firm Performance in Germany; Steven N. Kaplan; NBER Working Paper Series, no. 4416; Cambridge: National Bureau of Economic Research, 1993.

http://papers.nber.org/papers/4416

"The Evolution of Buyout Pricing and Financial Structure in the 1980s." Steven N. Kaplan and Jeremy C. Stein; The Quarterly Journal of Economics, 1993, 108(2), pp. 313-57.

http://links.jstor.org/sici?sici=0033-5533%28199305%29108%3A2%3C313%3ATEOBPA%3E2.0.CO%3B2-X

"Management Buyouts," Steven N. Kaplan, in P. Newman, M. Milgate and J. Eatwell: The New Palgrave Dictionary of Money & Finance. London : Macmillan ; New York : Stockton Press: 1992, pp.

"Conventional Wisdom." Steven N. Kaplan; Harvard Business Review, 1992, 70(5), pp. 184.

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"The Success of Acquisitions: Evidence from Divestitures." Steven N. Kaplan and Michael S. Weisbach; Journal of Finance, 1992, 47(1), pp. 107-38.

http://links.jstor.org/sici?sici=0022-1082%28199203%2947%3A1%3C107%3ATSOAEF%3E2.0.CO%3B2-J

Reprinted in:
M. J. Brennan; Empirical Corporate Finance. Cheltenham UK ; Northampton, MA; Edward Elgar, 2001, 150-81
Top Executive Rewards and Firm Performance: A Comparison of Japan and the U.S; Steven N. Kaplan; NBER Working Paper Series, no. 4065; Cambridge: National Bureau of Economic Research, 1992.

http://papers.nber.org/papers/4065

"The Staying Power of Leveraged Buyouts." Steven N. Kaplan; Journal of Financial Economics, 1991, 29(2), pp. 287.

http://dx.doi.org/10.1016/0304-405X(91)90004-4

The Staying Power of Leveraged Buyouts; Steven Kaplan; Working Paper no.3635; National Bureau of Economic Research, 1991.

The Evolution of Buyout Pricing and Financial Structure; Steven Kaplan and Jeremy C. Stein; NBER Working Paper Series, no. 3695; Cambridge: National Bureau of Economic Research, 1991.

http://papers.nber.org/papers/3695

"The Effects of Lbos on Tax Revenues," Steven N. Kaplan, Michael Jensen and Laura Stiglen, in E. Altman: The High Yield Debt Market. Homewood, IL: Dow Jones-Irwin, 1990, pp. 306

"How Risky Is the Debt in Highly Leveraged Transactions?" Steven N. Kaplan and Jeremy C. Stein; Journal of Financial Economics, 1990, 27(1), pp. 215.

http://dx.doi.org/10.1016/0304-405X(90)90027-W

"Outside Directorships and Corporate Performance." Steven N. Kaplan and David Reishus; Journal of Financial Economics, 1990, 27(2), pp. 389.

http://dx.doi.org/10.1016/0304-405X(90)90061-4

How Risky Is the Debt in Highly Leveraged Transactions? Evidence from Public Recapitalizations; Steven N. Kaplan and Jeremy C. Stein; NBER Working Paper Series, no. 3390; Cambridge: National Bureau of Economic Research, 1990.

http://papers.nber.org/papers/3390

"Sources of Value in Management Buyouts," Steven N. Kaplan, in Y. Amihud: Leveraged Management Buyouts. Homewood, Ill: Dow Jones-Irwin, 1989, pp. 268

"Campeau's Acquisition of Federated: Value Destroyed or Value Added." Steven N. Kaplan; Journal of Financial Economics, 1989, 25(2), pp. 191.

http://dx.doi.org/10.1016/0304-405X(89)90081-0

"The Effects of Management Buyouts on Operating Performance and Value." Steven Kaplan; Journal of Financial Economics, 1989, 24(2), pp. 217.

http://dx.doi.org/10.1016/0304-405X(89)90047-0

"Management Buyouts: Evidence on Taxes as a Source of Value." Steven Kaplan; Journal of Finance, 1989, 44(3, Papers and Proceedings of the Forty-Eighth Annual Meeting of the American Finance Association, New York, New York, December 28-30, 1988), pp. 611-32.

http://links.jstor.org/sici?sici=0022-1082%28198907%2944%3A3%3C611%3AMBEOTA%3E2.0.CO%3B2-C

Sources of Value in Management Buyouts; Steven N. Kaplan; Ph.D Dissertation, Harvard University, 1988.

The Holding Period Distinction of the Capital Gains Tax; Steven N. Kaplan; NBER Working Paper Series, no. 762; Cambridge: National Bureau of Economic Research, 1981.

http://papers.nber.org/papers/0762

An Actuarial Audit of the Social Security System Robert S. Kaplan and Roman L. Weil; Washington, D.C.: U.S. Treasury Dept., 1974

"Risk and the Value Line Contest." Robert S. Kaplan and Roman L. Weil; Financial Analysts Journal, 1973, 29(4), pp. 56-61.

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