Bines and Thel, Investment Management Law and Regulation, 2nd ed. 2004 [kept up to date with supplements].
XXKKF1072.B552 2004, D'Angelo Law Library, Bookstacks.
Lemke and Lins, Regulation of Investment Advisors, 2008 ed.
XXKF1072.R44 2008, D'Angelo Law Library, Bookstacks.