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University of Chicago Library

Guide to the Merton H. Miller Papers 1941-2002

© 2015 University of Chicago Library

Descriptive Summary

Title:

Miller, Merton H. Papers

Dates:

1941-2002

Size:

62 linear feet (102 boxes)

Repository:

Special Collections Research Center
University of Chicago Library
1100 East 57th Street
Chicago, Illinois 60637 U.S.A.

Abstract:

Merton H. Miller was an economist, faculty member of the University of Chicago's Graduate School of Business, consultant, director of financial organizations, and free-market activist. Materials in this collection include drafts, publications, correspondence, research material, administrative records, and teaching material. This collection documents Miller's prolific writing and research, including his pioneering research in finance theory, for which he won the Nobel Prize in economics in 1990. Also included are records of his teaching and administrative activities at University of Chicago, speeches and public appearances, and work for professional organizations and corporations.

Information on Use

Access

Series III: Subseries 6 contains videocassettes, which may need to be reformatted for access.

Series VI contains materials to which access is restricted.

Subseries 1 contains restricted materials related to Miller’s work as a financial and legal consultant. These files are restricted for 50 years.

Subseries 2 contains University of Chicago administrative records, referee reports and recommendations for colleagues. These materials are restricted for 30 years.

Subseries 3 contains records related to University of Chicago faculty appointments. This material is restricted for 50 years.

Subseries 4 contains protected student information such as grade reports, graded student work, letters of recommendation and other material related to the evaluation of students. This material is restricted for 80 years.

Subseries 5 contains documents bearing protected personal information such as social security numbers. This material is restricted indefinitely.

The remainder of the collection is open for research, with no restrictions.

Citation

When quoting material from this collection, the preferred citation is: Miller, Merton H. Papers, [Box #, Folder #], Special Collections Research Center, University of Chicago Library.

Biographical Note

Merton Howard Miller (1923-2000) was an economist who won the Nobel Prize for his groundbreaking research in corporate finance. Born in Boston, Massachusetts, Miller attended Harvard University (A.B., 1944). In the mid- to late 1940s, Miller worked as an economist for the United States Treasury Department's Division of Tax Research, and the Division of Research and Statistics of the Board of Governors of the Federal Reserve System. He earned a Ph.D. from Johns Hopkins University in 1952, mentored by Fritz Machlup.

After graduation from Johns Hopkins, Miller briefly held an appointment at the London School of Economics as an assistant lecturer in American economic history. In 1953, he moved on to the Carnegie Institute of Technology (now Carnegie-Mellon University), where he began working with Franco Modigliani on a series of papers on corporate finance. The two developed the Modigliani-Miller theorem, which holds that under certain assumptions the value of a firm is independent of the firm's ratio of debt to equity. The Modigliani-Miller theorem is now fundamental to thinking on capital structure.

In 1961, Miller accepted a position at the University of Chicago's Graduate School of Business. While continuing his collaborations with Modigliani, Miller taught business and finance courses, mentored students, served on administrative committees, and conducted further research in corporate finance. A prolific writer, he often collaborated with other researchers in economics and business, and was a lively and assertive debater.

In 1990, Miller's research with Franco Modigliani earned him the Nobel Prize in economics, which he shared with Harry Markowitz and William Sharpe.

Miller was active in professional organizations, serving as president of the American Finance Association, on the advisory and editorial boards of several academic publications and organizations. Late in his career, Miller consulted for banks and corporations, and held directorial positions at the Chicago Board of Trade and Chicago Mercantile Exchange. After his retirement, he described himself as a "professional keynote speaker," traveled worldwide to conferences, and spent time on his working farm in Woodstock, Illinois.

Scope Note

This collection documents Merton H. Miller's prolific career as an economist, teacher, consultant, director of financial organizations, and free-market activist. It also contains material broadly related to free-market economics and the Chicago school of economics.

The collection is organized into series to distinguish among different periods and facets of Miller's career.

Series I: Education and Early Career, contains material dating from Miller's studies at Harvard University and Johns Hopkins University, his work for the federal government, and his teaching at the London School of Economics. Materials found in this series span the years 1941-1943, and include notes, exams and papers for classes; a copy of his Ph.D. dissertation, reports, correspondence, and teaching materials such as lecture notes.

Series II: Carnegie Institute of Technology, documents Miller's research and teaching during the years 1954-1961. Drafts, correspondence, and research material related to Miller's foundational work with Franco Modigliani is found in this series.

Series III: University of Chicago, is the largest and most diverse series in the collection, documenting Miller's research, teaching and administrative work at the University. This series also contains material related to lectures, conferences and other non-University of Chicago events that Miller attended in his capacity as a faculty member. Teaching material, research files, publications and drafts, correspondence, administrative records, and video recordings are included in this series.

Series IV: Consulting and Professional Activities, contains material related to Miller's activities outside of university teaching, research and speaking. These activities include participation in professional organizations; service on advisory, editorial and governing boards; and consulting for corporations and law firms. This series is divided into three subseries to distinguish among the types of material, and levels of organization. The material found in this series includes a large amount of proprietary and confidential information related to legal cases and corporate financing; it also includes correspondence, court documents, publications, drafts and administrative material.

Series V: Personal, is a small series containing copies of Miller's CV and list of publications, birthday party memorabilia, and material related to an alumni beer-tasting event.

Series VI: Restricted, consolidates all restricted materials within a single series. This series is broken into 5 subseries to distinguish types of material and level of restriction. Items within subseries 1 are organized alphabetically by name of organization or title. Items within subseries 2-5 are organized chronologically.

Subject Headings

INVENTORY

Series I: Education and Early Career

This series contains material dating from Miller's studies at Harvard University and Johns Hopkins University, his work for the federal government, and his teaching at the London School of Economics. Materials found in this series span the years 1941-1953, and include notes, exams and papers for classes; a copy of his Ph.D. dissertation, reports, correspondence, and teaching materials such as lecture notes.

Box 1   Folder 1-2

Course notes, Harvard University, ca. 1941-1942

Box 1   Folder 3-4

The Treatment of Capital Gains in the Federal Personal Income Tax, Harvard University, drafts, 1943

Box 2   Folder 1-4

United States Treasury, Division of Tax Research, correspondence, reports and research material, 1942-1947

Box 2   Folder 5-9

Board of Governors of the Federal Reserve System, Division of Research and Statistics, correspondence, reports and research material, 1943-1956

Box 3   Folder 1

Tax return forms and course material on tax policy, 1943-1948

Box 3   Folder 2

Applications for federal employment, 1940s

Box 3   Folder 3-4

Economics 201, History of Economic Thought, Johns Hopkins University, course material, 1946-1947

Box 3   Folder 5

Economics 205, Johns Hopkins University, course material, ca. 1946-1947

Box 3   Folder 6

Economics 210, Johns Hopkins University, course material, 1947

Box 3   Folder 7

Math and Econometrics, Johns Hopkins University, course material, 1949

Box 3   Folder 8

History of Modern Philosophy, Johns Hopkins University, course material, 1949

Box 3   Folder 9-10

Fritz Machlup political economy classes, Johns Hopkins University, course material, 1950-1951

Box 4   Folder 1-2

Johns Hopkins University, course material, ca. 1950-1951

Box 4   Folder 3

Teaching notes, ca. 1950

Box 4   Folder 4-6

Price Discrimination in the Railway Industry, Johns Hopkins University dissertation, photocopy, 1952

Box 4   Folder 7-8

American economic history, London School of Economics, notecards, ca. 1952-1953

Box 5   Folder 1-4

American economic history, London School of Economics, notecards, ca. 1952-1953

Box 5   Folder 5-7

American economic history, London School of Economics, notes for Lectures 1-20, 1952-1953

Series II: Carnegie Institute of Technology

This series documents Miller's research and teaching during the years 1954-1961. Drafts, correspondence, and research material related to Miller's foundational work with Franco Modigliani is found in this series. A small amount of administrative correspondence, including negotiations for Miller's move to the University of Chicago, is also included. Additional material related to the Modigliani-Miller theorems is found in Series III. Other reprints, drafts, research material and correspondence are also included in Series II.

Box 6   Folder 1

"Decreasing Average Cost and the Theory of Railroad Rates," 1955, correspondence and drafts, 1954

Box 6   Folder 2

"The Cost of Capital, Corporation Finance and Keynesian Economics" (with Franco Modigliani), 1958, preliminary version of paper for Econometric Society, 1956

Box 6   Folder 3

Gregory C. Chow, correspondence and draft, 1958

Box 6   Folder 4

Martin Shubik and Gerald L. Thompson, "Games of Economic Survival," draft, 1958

Box 6   Folder 5

Research with Franco Modigliani on capital structure, 1957-1964

Box 6   Folder 6

Portfolio selection, offprints and notes, 1956-1958

Box 6   Folder 7-8

Review of Portfolio Selection, by Harry M. Markowitz, correspondence and drafts, 1959-1960

Box 6   Folder 9

McKinsey Foundation Award, correspondence, 1960

Box 6   Folder 10-11

"Corporation Income Tax and Corporate Financial Policies," report to the Commission on Money and Credit, drafts, 1960-1961

Box 6   Folder 12-13

"Dividend Policy, Growth Opportunities and the Valuation of Shares" (with Franco Modigliani), 1961, correspondence and drafts, 1960-1961

Box 7   Folder 1

"Dividend Policy, Growth Opportunities and the Valuation of Shares" (with Franco Modigliani), 1961 correspondence and drafts, 1961

Box 7   Folder 2

"Leverage, Dividend Policy and the Cost of Capital" (with Franco Modigliani), offprint and correspondence, 1960-1961

Box 7   Folder 3

Franco Modigliani, correspondence, 1961

Box 7   Folder 4

Bank reserves, publications, 1953-1961

Box 7   Folder 5

James W. Lorie, correspondence, 1961

Box 7   Folder 6

G.L. Bach, acceptance of Miller's resignation from faculty, 1961

Series III: University of Chicago

This series documents Miller's research, teaching and administrative work at the University of Chicago, as well as material related to lectures, conferences and other non-University events that Miller attended in his capacity as a faculty member. This series is divided into six subseries to distinguish among types of material.

Series III: Subseries 1: Teaching Material, contains material related to courses taught by Miller, business courses, some of which Miller taught for several decades, as well as material for symposia, seminars and other advanced academic courses. Materials include syllabi, reading lists, and lecture notes.

Series III: Subseries 2: Writing and Research, contains drafts, publications, notes, correspondence and other material related to Miller's academic research and prolific writing of articles, books, and speeches. Represented here are published and unpublished work from the 1960s-2000s. Files are organized according to topic or title when identified. Publication dates and names of co-authors are also given when available. Miller also filed drafts according to the location in which a speech was given, or by general topic.

Series IV: Subseries 3: Correspondence, contains letters and memoranda related to Miller's work in research, writing, teaching and publishing. Additional correspondence is found throughout the collection; the material included in this subseries includes material maintained by Miller specifically as correspondence files. This subseries is divided into two sub-subseries to distinguish between types of organization. Sub-subseries 1: Subject file, includes correspondence from the 1960s-2000s, and is arranged alphabetically; it is important to note that the subjects described do not always identify the correspondents, but the individuals or organizations discussed. Sub-subseries 2: Chronological File, also spans the 1960s-2000s.

Series IV: Subseries 4: Administration, includes correspondence, reports, curriculum and programming material, and other documents related to Miller's service on a variety of university committees and administrative projects.

Series IV: Subseries 5: Arrangements for Speaking Engagements, is arranged chronologically and contains routine organizational material such as itineraries, reservation confirmations, letters of invitation, and expense reports. Some material on conference proceedings, such as schedules and programs, is also included. This subseries does not contain drafts, research material, or other substantial documents related to Miller's speeches and presentations - this material is found in Subseries 2.

Series IV: Subseries 6: Video Recordings, contains VHS cassette tapes of television broadcasts, conference proceedings, and press conferences in which Miller participated.

Subseries 1: Teaching Material

Box 7   Folder 7-11

Business 303, 1969-1972

Box 8   Folder 1

Business 330, 1969-1970

Box 8   Folder 2

Business 331, ca. 1973

Box 8   Folder 3-6

Business 333, 1963-1965

Box 9   Folder 1-6

Business 333, 1971-1987

Box 10   Folder 1-3

Business 333, 1980s

Box 10   Folder 4-5

Business 437, Selected Topics in Corporate Finance, 1985

Box 11   Folder 1-8

Business 438, Special Topics in Finance, 1986-1989

Box 12   Folder 1-6

Business 438, Special Topics in Finance, 1989-1993

Box 13   Folder 1-10

Business 438, Special Topics in Finance, 1990-1992

Box 14   Folder 1-3

Business 438, Special Topics in Finance, 1993

Box 14   Folder 4-6

Business 538, 1996-1999

Box 14   Folder 7

Executive Program in Finance, 42nd-43rd Group, 1979

Box 14   Folder 8

Symposium on Financial Regulation, 1995

Box 15   Folder 6

Ph.D. examination in finance, 1983

Box 15   Folder 2-6

Exams, 1967-1988

Box 15   Folder 7-10

Course material, 1967-1982

Box 16   Folder 1-2

Course material, ca. 1970s-1993

Box 17   Folder 1-12

Course material, ca. 1970s-1990s

Box 18   Folder 1-21

Course material, ca. 1970s-1990s

Box 19   Folder 1-20

Course material, ca. 1970s-1990

Subseries 2: Writing and Research

Box 20   Folder 1

Fritz Machlup, Essays in Economic Semantics, Merton H. Miller, ed., 1963, drafts and correspondence, 1962-1963

Box 20   Folder 2

"Dividend Policy and Market Valuation, A Reply" (with Franco Modigliani), 1963, drafts and correspondence, 1962-1963

Box 20   Folder 3-4

"Taxes and the Cost of Capital, A Correction" (with Franco Modigliani), 1963, drafts, notes and correspondence, ca. 1963

Box 20   Folder 5-6

Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964

Box 21   Folder 1-5

Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964

Box 22   Folder 1-2

Modigliani-Miller research, notes, drafts, correspondence and publications, ca. 1960-1964

Box 22   Folder 3

"Herbert A. Simon," presentation statement for honorary degree, drafts and correspondence, 1963

Box 22   Folder 4

Speech draft, Management Conference, 1963

Box 22   Folder 5

"General Equilibrium of the Capital Markets under Uncertainty" (with Franco Modigliani), drafts, correspondence and research material, 1960-1966

Box 22   Folder 6-8

"Some Estimates of the Cost of Capital in the Electric Utility Industry" (with Franco Modigliani), 1966, drafts and correspondence, 1965-1967

Box 22   Folder 9

"A Model of the Demand for Money by Firms" (with Daniel Orr), 1966, drafts, correspondence and research material, 1956-1967

Box 23   Folder 1

"A Model of the Demand for Money by Firms" (with Daniel Orr), 1966, drafts, correspondence and research material, 1956-1967

Box 23   Folder 2

"Franco Modigliani," honorary degree presentation, speech drafts and correspondence, 1967

Box 23   Folder 3

Joseph E. Stiglitz, draft, correspondence and administrative material, 1967

Box 23   Folder 4

"Reply to Heinz and Sprenkle" (with Franco Modigliani), 1969, drafts and correspondence, 1969

Box 23   Folder 5

"The Effects of an Improved Option Market on the Costs of Debt and of Equity Capital," drafts, 1969

Box 23   Folder 6

Time series, notes, 1969

Box 23   Folder 7

Michael C. Jensen, drafts and correspondence, 1969

Box 23   Folder 8

Eugene F. Fama, drafts, ca. 1960s

Box 23   Folder 9

Dale W. Jorgenson, draft, ca. 196

Box 23   Folder 10-13

Drafts, correspondence and research material, 1964-1969

Box 24   Folder 1

Refunding model, notes, ca. 1960s

Box 24   Folder 2

Capital theory and capital budgets, notes, ca. 1960s

Box 24   Folder 3-6

Notes and drafts, ca. 1960s

Box 24   Folder 7-9

Chicago Board of Trade study of put and call options, correspondence, drafts and research material, 1968-1970

Box 25   Folder 1

Chicago Board of Trade study of put and call options, correspondence, drafts and research material, 1968-1970

Box 25   Folder 2

NASDAQ research material, 1969-1971

Box 25   Folder 3-9

"Rates of Return in Relation to Risk, A Reexamination of Some Recent Findings" (with Myron S. Scholes), 1972, drafts, research material and correspondence, 1968-1971

Box 26   Folder 1-5

"Rates of Return in Relation to Risk, A Reexamination of Some Recent Findings" (with Myron S. Scholes), 1972, drafts, research material and correspondence, 1968-1971

Box 26   Folder 7-8

"Comments on 'Money and Stock Prices, The Channels of Influence,' by Michael J. Hamburger and Levis A. Kochin," presented at the American Financial Association meeting, 1971, drafts and notes, 1971-1972

Box 27   Folder 1

"The Fine Art of Agenda Positioning," draft, ca. 1970

Box 27   Folder 2

Jacques Drèze, research material, ca. 1970

Box 27   Folder 3

Vernon L. Smith, drafts, ca. 1970s

Box 27   Folder 4-5

Business simulation games, research material, ca. 1970

Box 27   Folder 6

"Quantitative Methods in Business," drafts, ca. 1970

Box 27   Folder 7

Robert J. Barro and Daniel Orr, cash management and demand for money, drafts, ca. 1970

Box 27   Folder 8

Corporate cash balance models, notes, ca. 1970

Box 27   Folder 9

Strikes, research material, ca. 1970

Box 27   Folder 10-14

The Theory of Finance (with Eugene F. Fama), 1972, drafts and notes, 1968-1973

Box 28   Folder 1

The Theory of Finance (with Eugene F. Fama), 1972, drafts and notes, 1968-1973

Box 28   Folder 2

"An Analytical Model of Energy and the Economy" (with E.M. Bohn and Charles W. Upton), drafts, meeting minutes and grant proposal, 1973

Box 28   Folder 3

Demand for money, notes and research material, 1974

Box 28   Folder 4

"Informational Content of Dividend Changes" (with Myron Scholes), drafts, notes and research material, ca. 1974

Box 28   Folder 5-6

"Comments by Merton H. Miller on 'Permanent and Transitory Income Effects in a Model of Optimal Consumption with Wage Income Uncertainty,' by David Sibley," presented at the Bell Laboratories Symposium on the Economics of Uncertainty, 1974, drafts and conference material, 1974

Box 28   Folder 7

James Scott, drafts, 1974

Box 28   Folder 8

James D. Macbeth, draft, 1974

Box 29   Folder 1-5

Macroeconomics, a Neoclassical Introduction (with Charles W. Upton), 1974, drafts and notes, ca. 1971

Box 29   Folder 6

Talks presented at Recent Developments in Applied Economics, 1975, drafts, research material and conference program, 1974- 1975

Box 29   Folder 7

"Some Estimates of Arrow-Debreu Prices on State-Contingent Claims" (with R. Ibbotson), drafts, 1975

Box 29   Folder 8

Talk presented at Financial Decision-Making under Uncertainty, Hebrew University of Jerusalem, 1975, drafts, correspondence and conference material, 1975

Box 29   Folder 9-10

"Leasing, Buying and the Cost of Capital Services" (with Charles W. Upton), 1976, drafts, correspondence and research material, 1962-1975

Box 30   Folder 1-2

"Leasing, Buying and the Cost of Capital Services" (with Charles W. Upton), 1976, drafts, correspondence and research material, 1962-1975

Box 30   Folder 3

Option theory, research material and notes, 1975-1976

Box 30   Folder 4

Referee reports and reviews, 1975-1977

Box 30   Folder 6-9

States model, notes and research material, 1975-1976

Box 31   Folder 1-3

"Debt and Taxes" presidential address presented at the Annual Meeting of the American Finance Association, 1976, drafts, notes and research material, 1975-1976

Box 31   Folder 4-7

"Commentary on Financial Markets, Default and Bankruptcy, the Role of the State," presented at the Liberty Fund, Inc. Seminar on the Economics of Bankruptcy, University of Miami School of Law, 1977, drafts, research material and conference material, 1976-1978

Box 31   Folder 8

"Note on the ITC," draft, 1977

Box 31   Folder 9

"Some Estimates of Arrow-Debreu Prices for State-Contingent Claims" (with Rolf Banz), presented at the Finance Workshop, Dartmouth College, 1977, drafts and research material, 1977

Box 32   Folder 1-7

"An Approach to the Regulation of Bank Holding Companies" (with Fischer Black and Richard A. Posner), 1978, drafts, notes and correspondence, 1971-1976

Box 33   Folder 1

"An Approach to the Regulation of Bank Holding Companies" (with Fischer Black and Richard A. Posner), 1978, drafts, notes and correspondence, 1971-1976

Box 33   Folder 2

"The Stochastic Properties of Velocity and the Quantity Theory of Money" (with John P. Gould, C. R. Nelson and Charles W. Upton), 1978, drafts and correspondence, 1976

Box 33   Folder 3-5

"Prices for State-Contingent Claims, Some Estimates and Applications" (with Fischer Black and Richard A. Posner), 1978, correspondence, notes and drafts, 1976-1977

Box 33   Folder 6-8

"Dividends and Taxes" (with Myron S. Scholes), 1978, drafts and notes, 1976-1979

Box 34   Folder 1

"Yield-Tilting, An Appraisal" (with Myron S. Scholes), commissioned by the American National Bank and Trust Company of Chicago, draft, 1979

Box 34   Folder 2

Talks given to alumni groups, drafts, 1979

Box 34   Folder 3

Taxes, notes and memorandum, 1978-1979

Box 34   Folder 4

Multiperiod variables, notes, ca. 1970s

Box 34   Folder 5-7

Drafts and notes, ca. 1970s

Box 34   Folder 8-9

Reuben A. Kessel, Essays in Applied Price Theory (edited with Ronald H. Coase), 1980, correspondence and drafts, 1978-1979

Box 34   Folder 10-11

Executive Program graduation address, drafts and programs, 1979-1980

Box 34   Folder 12-14

"Can Management Use Dividends to Influence the Value of the Firm?" presented at Seminar on Current Management Issues, Bohlins Auditing Bureau, Stockholm, 1981, drafts, correspondence and conference material, 1981-1982

Box 34   Folder 15-16

"Executive Compensation, Taxes and Incentives" (with Myron S. Scholes), 1982, drafts and notes, 1981-1982

Box 35   Folder 1-4

"Executive Compensation, Taxes and Incentives" (with Myron S. Scholes), 1982, drafts and research material, 1978-1981

Box 35   Folder 5-7

"Dividends and Taxes, Some Empirical Evidence" (with Myron S. Scholes), 1982, drafts, notes and research material, 1980-1982

Box 36   Folder 1-4

"Dividends and Taxes, Some Empirical Evidence" (with Myron S. Scholes), 1982, drafts, notes and correspondence, 1980-1982

Box 36   Folder 5

Daniel Feenburg, correspondence and drafts, 1980-1981

Box 36   Folder 6-7

"Remarks at the Dean's Fund Luncheon," drafts, 1982

Box 36   Folder 8

"The January Anomaly," Woodward Court lecture, drafts, 1982

Box 36   Folder 9

"Do Dividends Really Matter?" presented at the Seminar on Current Management Issues, Bohlins Auditing Bureau, Stockholm, drafts, 1981

Box 37   Folder 1

"Dividend Policy, Does Generosity Pay?" for presentation at the University of Texas at Dallas, drafts, 1983

Box 37   Folder 2

"More on Dividends," presented at the Executive Program Luncheon, drafts, 1983

Box 37   Folder 3-5

"American Management and Management Education, Too Nearsighted or Too Farsighted?" convocation speech, drafts, notes and program material, 1983

Box 37   Folder 6-8

"A Test of the Hotelling Valuation Principle" (with Charles W. Upton), 1985, drafts, notes and research material, 1980-1983

Box 38   Folder 1-3

"Behavioral Rationality in Finance, The Case of Dividends," 1986, drafts and correspondence, 1985-1987

Box 38   Folder 4-9

"Economic Costs and Benefits of the Proposed One-Minute Time Bracketing Regulation" (with Sanford J. Grossman), 1986, drafts, research material and correspondence, 1985

Box 39   Folder 1-2

"Economic Costs and Benefits of the Proposed One-Minute Time Bracketing Regulation" (with Sanford J. Grossman), 1986, draft and correspondence, 1985

Box 39   Folder 3

"Reply to CFTC Staff Comments on the Grossman-Miller Study on the Costs and Benefits of One-Minute Bracketing (with Sanford Grossman), drafts, 1986

Box 39   Folder 4

Tax policy, research material, 1981-1986

Box 39   Folder 5

Macroeconomics, a Neoclassical Introduction (with Charles W. Upton), preface to the paperback edition, 1986, drafts, ca. 1986

Box 39   Folder 6

"Inflation and Capital Markets, Some New Approaches," presented in Abant, Turkey, drafts and correspondence, 1986

Box 39   Folder 7

Speeches presented in Leuven, Belgium, drafts and correspondence, 1986

Box 39   Folder 8

Earl M. Combs, Jr., Award presented by the Directors of the Chicago Board of Trade Educational Research Foundation, correspondence and notes, 1988

Box 39   Folder 9

Frank Milne, correspondence and drafts, 1988

Box 39   Folder 10-12

Financial innovation, speeches presented in Belgium, London, Virginia, and Colorado, drafts, research material and correspondence, 1980-1987

Box 40   Folder 1

"The Academic Field of Finance, Some Observations on Its History and Prospects," presented on receiving an honorary doctorate from Katholieke Universiteit, Leuven, Belgium, drafts, 1986

Box 40   Folder 2

"Academic Finance, Rewards, Replacements and Renewals," presented on receiving the Scholar's Award of the Eastern Finance Association, draft, 1987

Box 40   Folder 3

Conference on the Impact of Stock Futures Trading, drafts and conference material, 1987

Box 40   Folder 4

Speeches, drafts, notes and clippings, 1987

Box 40   Folder 5-7

"The Informational Content of Dividends," 1987, drafts and correspondence, 1985-1986

Box 40   Folder 8-10

"Liquidity and Market Structure" (with Sanford J. Grossman), 1988, drafts, correspondence and research material, 1985-1987

Box 41   Folder 1-6

"Liquidity and Market Structure" (with Sanford J. Grossman), 1988, drafts, correspondence and research material, 1985-1988

Box 41   Folder 7-9

"The Modigliani-Miller Propositions after Thirty Years," 1988, drafts, research material and correspondence, 1957-1988

Box 42   Folder 1-3

"The Modigliani-Miller Propositions after Thirty Years," 1988, drafts, research material and correspondence, 1986-1988

Box 42   Folder 4-5

Conference on Leveraged Buyouts, Chicago Analysts Society, drafts, correspondence and conference material, 1987-1988

Box 42   Folder 6-8

"Black Monday" stock market decline of October 19, 1987, drafts, conference material and research material, 1988

Box 43   Folder 1

"Black Monday" stock market decline of October 19, 1987, drafts, conference material and research material, 1987-1988

Box 43   Folder 2-3

"Who Should Set Futures Margins?" presented at the Regulatory Issues in Financial Markets Conference, sponsored by the Chicago Board of Trade, drafts, conference material and research material, 1988

Box 43   Folder 4-7

125th Anniversary of the Stockholm Stock Exchange, 1988, drafts, research material and conference material, 1988-1989

Box 43   Folder 8

Conference on Regulatory Reform of Stock and Futures Markets, Columbia University, research material, notes and conference material, 1988-1989

Box 43   Folder 9

Speeches given in Sydney, notes, travel material and clipping, 1988

Box 43   Folder 10

Speech given in Paris, notes and clippings, 1988

Box 43   Folder 11

Speech given in Maui, notes, 1988

Box 43   Folder 12

"The Crash of 1987 and the Crash of 1946," presented at the Conference on Crashes and Panics in Historical Perspective, New York University, draft, 1988

Box 44   Folder 1-2

"The Crash of 1987, Bubble or Fundamental?" presented at the First Annual Pacific Basin Finance Conference, Taipei, drafts, notes and travel material, 1989

Box 44   Folder 3-4

"Should Short-Term Trading Be Taxed?" drafts and correspondence, 1989

Box 44   Folder 5

"Strategies for Capital Market Structure and Regulation" (with Charles W. Upton), 1989, drafts, 1989

Box 44   Folder 6

"Equilibrium Relations between Cash Markets and Futures Markets," presented at the Symposium on Financial Futures and Options, Frankfurt, drafts, 1989

Box 44   Folder 7

Speech given at New York Stock Exchange-London School of Economics Conference, notes, conference material and research material, 1989

Box 44   Folder 8

Speech given at DePaul University, notes, 1989

Box 44   Folder 9

Speech given at Drexel University, notes and conference material, 1989

Box 44   Folder 10

Leasing, research material, ca. 1980s

Box 44   Folder 11

Alumni talks, notes and publication, ca. 1980s

Box 44   Folder 12-17

Drafts, notes and reprints, ca. 1980s-1990s

Box 45   Folder 1

United States Senate Committee on Banking, Housing and Urban Affairs, Institutional Investors Hearing, notes, research material and correspondence, 1989

Box 45   Folder 2-3

"Margin Regulation and Stock Market Volatility" (with David Hsieh), 1990, drafts, 1989-1990

Box 45   Folder 4

"Financial Innovation and the Stock Market, an Overview," presented at the Conference on International Financial Markets, Honolulu, drafts, notes and research material, 1989-1990

Box 45   Folder 5-6

"Strategies for Capital Market Structure and Regulation" (with Charles W. Upton), 1989, drafts and correspondence, 1989-1990

Box 45   Folder 7-8

American Enterprise Institute, research material and conference material, 1990

Box 46   Folder 1

Pacific Basin Finance Conference, Bangkok, conference material, 1989-1990

Box 46   Folder 2

"Invited Comment on Fed's Regulatory Policies," drafts and notes, 1990

Box 46   Folder 3

Japanese financial markets, research material, 1988-1990

Box 46   Folder 4

Congreso de Finanzas, Pontificia Universidad Catolica de Chile, keynote speech, drafts, notes and correspondence, 1990

Box 46   Folder 5

Market Micro-Structure, New York Stock Exchange, University of Southern California and University of California at Los Angeles, conference material, 1990

Box 46   Folder 6-9

"Leverage," Nobel Prize Lecture, 1990, drafts, notes and program material, 1990-1991

Box 47   Folder 1

Richard C. Stapleton, drafts and research material, 1967-1991

Box 47   Folder 2-3

Dual-class shares, notes and research material, 1987-1991

Box 47   Folder 4

"Reflexions on Financial Leverage," presented at Katholieke Universiteit, Leuven, Belgium, conference material, 1991

Box 47   Folder 5

Speech given in Essen, Germany, notes and research material, 1991

Box 47   Folder 6-7

Restructuring of debt, notes, research material and conference material, 1990-1991

Box 48   Folder 1-2

Speech given in Prague, drafts, notes and conference material, 1991

Box 48   Folder 3

Speech given in Spain, notes and research material, 1991

Box 48   Folder 4

Tokyo stock market, research material, 1991

Box 48   Folder 5

Alumni talks, drafts, notes and organizational material, ca. 1991

Box 48   Folder 6

Alumni book signing, notes and organizational material, 1991

Box 48   Folder 7

Market manipulation, notes and research material, 1991

Box 48   Folder 8

Initiativkreis Ruhrgebiet, notes, research material and organizational material, 1991

Box 48   Folder 9

George Anders, correspondence, drafts and photocopied article, 1991

Box 48   Folder 10

Martin Lowy, High Rollers, review, 1991

Box 48   Folder 11

"Financial Innovation, Achievements and Prospects," 1992, drafts, research material and conference material, 1991-1992

Box 48   Folder 12

"Predictability of S&P 500 Indiex Basis Changes, Arbitrage-Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), drafts, notes and research material, 1991-1992

Box 49   Folder 1-3

"Predictability of S&P 500 Indiex Basis Changes, Arbitrage-Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), drafts, notes and research material, 1991-1992

Box 49   Folder 4-7

"Index Arbitrage, Villain or Scapegoat," 1992, drafts and research material, 1991-1992

Box 50    Folder 1-2

"Index Arbitrage, Villain or Scapegoat," 1992, drafts, research material and conference material, 1992

Box 50    Folder 4

Third Convention of the Mexican Securities Market, drafts and conference material, 1992

Box 50    Folder 5

Speech given at Harvard University, drafts and notes, 1992

Box 50    Folder 6

Conference in Madrid, drafts, transcript and correspondence, 1992

Box 50    Folder 7

Convocation speech, drafts and organizational material, 1983-1992

Box 50    Folder 8

The Role of Journals in Scholarly Communication, Centennial Conference in Memory of George J. Stigler, conference material, 1992

Box 50    Folder 9

Bankers' Summit, Turin, meeting material, 1992

Box 50    Folder 10

International Organisation of Securities Commissions (IOSCO), Annual Conference, notes and conference material, 1992

Box 50    Folder 11-12

Asia-Pacific Forex Assembly, Bangkok, notes and conference material, 1992

Box 51   Folder 1

University of Chicago Alumni Association, Centennial Alumni Assembly, notes and program materials, 1992

Box 51   Folder 2-3

Securities and Exchange Commission, Market 2000 study, correspondence, drafts and photocopied articles, 1987-1992

Box 51   Folder 4

Market Micro-Structure, New York Stock Exchange, University of Southern California and University of California at Los Angeles, notes, conference material and research material, 1991-1992

Box 51   Folder 5

"Risk and Return in Futures, A View from the Chicago School," presented at the Managed Futures Symposium, Chicago Mercantile Exchange, notes and symposium materials, 1992

Box 51   Folder 6

Chapter Eleven bankruptcy, notes and research material, 1992

Box 51   Folder 7

"Black Monday" stock market decline of October 19, 1987, notes, research material and organizational material, 1992

Box 51   Folder 8

Derivatives, research material, 1992

Box 51   Folder 9

"Balance-sheet economics," correspondence and research material, 1991-1992

Box 51   Folder 10

Corporate governance, notes and research material, 1990-1992

Box 52   Folder 1

Treasury auctions, research material, 1991-1992

Box 52   Folder 2-3

Bank regulation, drafts, notes and research material, 1992

Box 52   Folder 4

Dividends, drafts and research material, 1986-1992

Box 52   Folder 5-6

"Rejoinder to 'Yes, Discounts on Closed-End Funds Are a Sentiment Index" (with Nai-Fu Chen and Raymond Kan), 1993, drafts, notes and correspondence, 1992-1993

Box 52   Folder 7-8

"Tribute at Service in Remembrance of Walter D. Fackler," drafts, notes and memorial material, 1993

Box 52   Folder 9-10

"Regulation of Financial Markets," 1993, drafts, research material and conference material, 1993

Box 53   Folder 1

"Are the Discounts on Closed-End Funds a Sentiment Index?" (with Nai-Fu Chen and Raymond Kan), 1993, drafts, 1991-1993

Box 53   Folder 2

"Swaps and Systemic Risk in Interbank Markets," presented at the Banking Structure Conference of the Federal Reserve Bank of Chicago, drafts, notes and conference material, 1992-1993

Box 53   Folder 3-4

"Is American Corporate Governance Fatally Flawed?" presented at the Second Symposium on Global Financial Markets, University of Michigan, drafts, notes and conference material, 1992-1993

Box 53   Folder 5

"Risk and Return in Futures, A Chicago View," presented at the Ninth Anniversary of Singapore International Monetary Exchange Limited (Simex), drafts, 1993

Box 53   Folder 6

"Japanese-American Trade Relations in the Financial Services Industry," presented at the Seminar on Japanese-American Trade Relations, University of Chicago, drafts, conference material and research material, 1993

Box 53   Folder 7

"The Transition from Socialism to Capitalism, Vietnam vs. Cambodia," presented in Vienna, drafts and notes, 1993

Box 53   Folder 8

"The Role of Futures Markets in the U.S. Economy and the Development of Futures Markets in China," presented at the International Conference on Market Economy and China, Beijing, drafts and notes, 1993

Box 54   Folder 1-2

Collaborations with Nai-Fu Chen and Raymond Kan, drafts, correspondence and research material, 1991-1993

Box 54   Folder 3

Speech given at Michigan State University, drafts, ca. 1993

Box 54   Folder 4

Speech given at Duke University, drafts and correspondence, 1993

Box 54   Folder 5

Speech given in Stockholm, drafts and program material, 1993

Box 54   Folder 6

Speech given at Finance Conference, Taipei, drafts and conference material, 1993

Box 54   Folder 7

Swiss Options and Financial Futures Exchange (SOFFEX), drafts and organizational material, 1993

Box 54   Folder 8-10

Vietnam and Cambodia, drafts, research material and organizational material, 1993

Box 54   Folder 11

Speech given in Venezuela, notes, drafts and organizational material, 1993

Box 55   Folder 1

Speech given in Turkey, notes and organizational material, 1993

Box 55   Folder 2

Dual-class catalyst, research material, 1993

Box 55   Folder 3

Regulation reform, drafts and research material, 1993

Box 55   Folder 4

"Black Monday" stock market decline of October 19, 1987, drafts, 1993

Box 55   Folder 5

Clinton administration economic policy, drafts and research material, 1993

Box 55   Folder 6

Hybrid instruments, drafts and research material, 1993

Box 55   Folder 7

East Asian stock markets, research material, 1992-1993

Box 55   Folder 8

For-profit exchanges, newspaper articles, 1993

Box 55   Folder 9

Enron, notes and research material, 1993

Box 55   Folder 10

Banking reform, drafts, ca. 1993

Box 55   Folder 11

Newspaper articles, 1991-1993

Box 55   Folder 12

Mark Nielson, dissertation and CV, 1993

Box 56   Folder 1

"Is American Corporate Governance Fatally Flawed?" 1994, drafts, 1993-1994

Box 56   Folder 2

"Functional Regulation," 1994, drafts and research material, 1993

Box 56   Folder 3-5

"Inside Financial Derivatives," 1994, drafts, notes and research material, 1994

Box 56   Folder 6

"Mean Reversion of S&P 500 Index Basis Changes, Arbitrage- Induced or Statistical Illusion?" (with Jayaram Muthaswamy and Robert E. Whaley), 1994, correspondence and revisions, 1993

Box 56   Folder 7

"Japanese-American Trade Relations, Rambo Takes On Godzilla," presented at the University of California-Santa Barbara, drafts, notes and research material, 1994

Box 56   Folder 8

"Japanese-American Trade Relations," presented at Southern Illinois University-Edwardsville, drafts, notes and research material, 1994

Box 57   Folder 1-3

"Do We Really Need More Regulation of Financial Derivatives?" speech presented at a client seminar of Banco de Investimentos Garantia, São Paulo, Brazil, drafts and research material, 1993- 1994

Box 57   Folder 4

"Japanese-American Trade Relations," presented at St. John's University, drafts and notes, 1994

Box 57   Folder 5

"Derivatives Markets," presented at the Continental Bank Southwest Corporate Finance Weekend, Scottsdale, Arizona, drafts, research material and organizational material, 1993-1994

Box 57   Folder 6

"The New Nikkei 300," presented at the Gathering of the Governing Boards of the International Association of Financial Engineers, New York, drafts and newspaper article, 1994

Box 57   Folder 7

"Do the Benefits of Stock Markets in Developing Countries Outweigh their Cost?" keynote address for 21st Century Institute Conference, drafts and conference material, 1994

Box 57   Folder 8

"On Some Anomalies in the Theory of Regulation," presented at the Symposium on Financial Market Regulation, Princeton University, drafts and symposium materials, 1992-1994

Box 57   Folder 9

Financial Accounting Standards Board, drafts and research material, 1993-1994

Box 58   Folder 1

Television appearances, correspondence and preparatory material for interviews, 1994

Box 58   Folder 2

Speech given at University of Rochester, notes and organizational material, 1994

Box 58   Folder 3

Derivatives, drafts and research material, 1992-1994

Box 58   Folder 4

Speech on interest rates given at Widener University, drafts, research material and organizational material, 1994

Box 58   Folder 5

China Financial Weekly, drafts, notes and sample issue, 1994

Box 58   Folder 6

Speech given in Key Largo, drafts, conference material and research material, 1994

Box 58   Folder 7

Dual-class catalyst, research material, 1992-1994

Box 58   Folder 8

Preparatory material for "Knowledge Exchange" interview, 1994

Box 58   Folder 9

Speech given in Australia, drafts, notes and organizational material, 1994

Box 58   Folder 10-11

Drafts, correspondence and research material, 1986-1994

Box 59   Folder 1-2

Drafts and reprints, 1976-1994

Box 59   Folder 3

"Response to Christie-Schultz," drafts and notes, 1995

Box 59   Folder 4

"Do We Really Need More Regulation of Financial Derivatives?" drafts, research material and conference material, 1995

Box 59   Folder 5-7

"Do the Laws of Economics Apply to Japan?" drafts and research material, 1995

Box 60   Folder 1-2

"Hedging in the Theory of Corporate Finance, Reply to Mello and Parsons" (with Christopher L. Culp), 1995, drafts and notes, 1995

Box 60   Folder 3-11

China, drafts, research material and conference material, 1993- 1995

Box 60   Folder 12

Speeches given in Frankfurt, drafts and research material, 1995

Box 61   Folder 1

Speeches given in Zurich and Frankfurt, drafts, research material and travel material, 1995

Box 61   Folder 2-3

Quoting behavior on NASDAQ, research material and notes, 1993- 1995

Box 61   Folder 4

Regulatory reform, research material, 1995

Box 61   Folder 5

Speech given at Walter D. Fackler Professorship Dinner, notes and program material, 1995

Box 61   Folder 6

Bankers Trust, drafts and research material, 1995

Box 61   Folder 7

Banking, research material, 1995

Box 61   Folder 8-9

"The Social Costs of Some Recent Derivatives Disasters," 1995, drafts and notes, 1995

Box 61   Folder 10

"Budget Deficits and Federal Fiscal Equilibrium in the U.S. and Italy," presented at the Fifth Conference on Ethics and Economics, Foligno, Italy, drafts and research material, 1996

Box 62   Folder 1

"SEC Antics, How Much Disclosure is Enough?" (with Christopher L. Culp), drafts and research material, 1996

Box 62   Folder 2-3

"The Future of Futures," 1997, drafts, research material and organizational material, 1996

Box 62   Folder 4

"Can China Make It?" presented at the EVA Association Meetings, La Quinta, California, drafts, 1996

Box 62   Folder 5

Chinese Economists Society, correspondence and research material, 1995-1996

Box 62   Folder 6

China, drafts, notes and research material, 1996

Box 62   Folder 7

World Economic Forum, drafts and program material, 1996

Box 62   Folder 8

Catastrophe insurance and risk management, research material and correspondence, 1996

Box 62   Folder 9

Flat tax, drafts and research material, 1996

Box 62   Folder 10

Derivatives lectures, drafts, research material and organizational material, 1995-1996

Box 62   Folder 11

Insurance futures, correspondence and research material, 1991- 1996

Box 63   Folder 1

Electronic trading, research material and notes, 1992-1996

Box 63   Folder 2

Leo Melamed, notes and review of memoirs, 1996

Box 63   Folder 3

NASDAQ, notes, graphs and research material, 1996

Box 63   Folder 4

Conference material, 1995-1996

Box 63   Folder 5

"Why Does Everyone Keep Bad-Mouthing Derivatives?" drafts, research material and organizational material, 1997

Box 63   Folder 6

"The Chicago Financial Economics Tradition, Some Practical Lessons," presented at the 448th Convocation, drafts, notes and program, 1997

Box 63   Folder 7

"The Graduate School of Business of the University of Chicago, The Last Hundred Years and the Next," presented at the Graduate School of Business Centennial Gala, drafts and notes, 1997

Box 63   Folder 8

Peter J. Tanous, Investment Gurus, "Merton Miller," 1997, drafts, 1996

Box 63   Folder 9

Nai-Fu Chen, drafts, correspondence and research material, 1997

Box 63   Folder 10

China, notes and organizational material, 1997

Box 64   Folder 1

"Financial Markets and the Welfare of Nations," presented at the Celebration of the 35th Anniversary of the Frankfurt International School, drafts, research material and organizational material, 1996- 1997

Box 64   Folder 2

Speech given to New York alumni, drafts, 1997

Box 64   Folder 3

Clearinghouses, notes and research material, 1997

Box 64   Folder 4

Speech given at New York University, notes and conference material, 1997

Box 64   Folder 5

Speech given at Zentrum für Unternehmungsführung, Frankfurt, drafts and conference material, 1997

Box 64   Folder 6-7

"Some Investment Non-Advice, GSB Style," presented at the Chief Executives Organization Conference, Chicago, drafts and conference material, 1997

Box 64   Folder 8

"The History of Finance, An Eyewitness Account," keynote address presented at the Fifth Annual Meeting of the German Finance Association, Hamburg, drafts, 1998

Box 64   Folder 9

"A Tribute to Myron Scholes," presented at the Nobel Memorial Prize Luncheon of the American Economic Association, drafts, notes and research material, 1997-1998

Box 64   Folder 10

"Some Reflections on the EMU," keynoted address presented at the Euro Conference in Brussels, drafts and research material, 1998

Box 64   Folder 11

"Lessons for Venezuela from the Current Southeast Asia Financial Crisis," drafts, notes and research material, 1998

Box 64   Folder 12

Speech given at Gleacher Center Dinner, notes and guest lists, 1998

Box 64   Folder 13

"Turkey and the European Monetary Union," presented at the celebration of the 40th Anniversary of the Faculty of Administrative Sciences of Bogaziçi University, Istanbul, drafts, research material and organizational material, 1998

Box 65   Folder 1-2

Foreword, Money and the Nation State (edited by Richard Timberlake, Jr. and Kevin Dowd), 1998, drafts and promotional material, 1994-1995

Box 65   Folder 3

Long-term capital management, research material, 1997-1998

Box 65   Folder 4

Nai-Fu Chen, correspondence and research material, 1998

Box 65   Folder 5

Ben C. Ball and Sam L. Savage, "Holistic vs. Hole-istic Exploration and Production Strategies," draft, 1998

Box 65   Folder 6

Speech given in Stockholm, notes and organizational material, 1998

Box 65   Folder 7

Keynote speech presented at the BARRA Rogers-Casey 1998 Research Seminar, Newport, Rhode Island, drafts and organizational material, 1998

Box 65   Folder 8

Speech given in Poland, drafts, research material and organizational material, 1998

Box 65   Folder 9

Honorary degree, Hong Kong University of Science and Technology, drafts, research material and organizational material, 1998

Box 65   Folder 10-13

"The Orange County Bankruptcy and Its Aftermath, Some New Evidence" (with David J. Ross), 1997, drafts and research material, 1996-1997

Box 66   Folder 1-4

Management conferences, Graduate School of Business, drafts, research material and organizational material, 1992-1999

Box 66   Folder 5-10

Pacific Basin Finance Conference, drafts, research material and organizational material, 1990-1999

Box 67   Folder 1-3

Pacific Basin Finance Conference, drafts, research material and organizational material, 1993-1999

Box 67   Folder 4-11

Corporate Hedging in Theory and Practice, Lessons from Metallgesellschaft (with Christopher L. Culp), 1999, drafts, correspondence and research material, 1994-1995

Box 68   Folder 1-5

Corporate Hedging in Theory and Practice, Lessons from Metallgesellschaft (with Christopher L. Culp), 1999, drafts, correspondence and research material, 1993-1994

Box 68   Folder 6

"China and the World Trade Organization, Some Ancient Legends Updated," drafts, notes and research material, 1999

Box 68   Folder 7

"Incentive Schemes for Portfolio Managers," keynote address presented at the Conference on Research, Risk and Regulation in the Hedge Fund Industry, Duke University, drafts, notes and research material, 1999

Box 68   Folder 8

Hermann Meyer zu Selhausen, drafts, correspondence and research material, 1999

Box 68   Folder 9

"From Markowitz to Sharpe to Black-Scholes," presented at the Panel on Research and Practice in Financial Markets, Carnegie- Mellon University, drafts, notes and organizational material, 1999

Box 68   Folder 10

Michael Milken, presentation material, 1999

Box 68   Folder 11

Keith Sharfman, correspondence and interview transcript, 2000

Box 68   Folder 12

Derivatives Strategy Hall of Fame, correspondence, 1999

Box 68   Folder 13-14

Bruce D. Grundy, editor, Selected Works of Merton H. Miller, 2002, notes, bibliographical material and editorial material, ca. 2000-2002

Box 69   Folder 1

Speech given at American Economic Association meeting, drafts, ca. 1990s

Box 69   Folder 2

Afterword, "The Court is Now in Session!" draft, ca. 1990s

Box 69   Folder 3

"Is the U.S. Economy Headed for a Financial Collapse?" drafts and notes, ca. 1990s

Box 69   Folder 4

Conferences in Asia and New Zealand, notes, conference material and presentation materials, ca. 1990s

Box 69   Folder 5

Law School Forum, notes, ca. 1990s

Box 69   Folder 6

Turkey, notes, ca. 1990s

Box 69   Folder 7

China, charts, ca. 1990s

Box 69   Folder 8

Clemson University, research material and transparencies, ca. 1990s

Box 69   Folder 9

Tano Santos, notes, ca. 1990s

Box 69   Folder 10

Innovations, notes, ca. 1990s

Box 69   Folder 11

Banking reform, notes, ca. 1990s

Box 69   Folder 12

Stewart C. Myers, "Merton H. Miller's Contribution to Financial Economics," draft, ca. 1990s

Box 69   Folder 13

Alumni speech given in Turkey, notes, ca. 1990s

Box 69   Folder 14

Executive Program speech, notes, ca. 1990s

Box 69   Folder 15

Harper Dinner speech, drafts and notes, ca. 1990s

Box 69   Folder 16

Speech given in Thailand, drafts and conference material, ca. 1990s

Box 69   Folder 17

Speech given in Hamburg, notes, ca. 1990s

Box 69   Folder 18

Speech given at Latin School, notes, ca. 1990s

Box 69   Folder 19

"Financial Innovation," speech given in Virginia, ca. 1990s

Box 69   Folder 20-21

Drafts and reprints, ca. 1950s-2000

Box 70   Folder 1-6

Drafts and reprints, ca. 1950s-1990s

Box 71   Folder 1-8

Drafts, reprints and clippings, ca. 1980s-1990s

Box 72   Folder 1-10

Drafts, publications and reprints, ca. 1980s-2000

Subseries 3: Correspondence

Sub-subseries 1: Subject File

Box 73   Folder 1

Modigliani-Miller research, 1962

Box 73   Folder 2

Franco Modigliani, 1962-1963

Box 73   Folder 3

William F. Sharpe, 1962-1963

Box 73   Folder 4

John Hirshleifer, 1963

Box 73   Folder 5

Willard I. Zangwill, 1964

Box 73   Folder 6

Franco Modigliani, 1964-1966

Box 73   Folder 7-8

Belgium, 1966-1967

Box 73   Folder 9

Referee requests and reports, 1964-1969

Box 73   Folder 10

Referee reports, ca. 1960s

Box 73   Folder 11

Publication offers, 1970-1971

Box 73   Folder 12

DeWitt C. Dearborn, 1972

Box 73   Folder 13

Securities Investor Protection Corporation, 1972

Box 73   Folder 14

Richard V.L. Cooper, 1975

Box 73   Folder 15

Bell Journal of Economics, 1976

Box 73   Folder 16

Patrick J. Hess, 1979-1981

Box 74   Folder 1

Permissions, 1979-1981

Box 74   Folder 2

Quarterly Journal of Economics, 1981

Box 74   Folder 3

George A. Poole, 1983-1984

Box 74   Folder 4

George C. Philippatos, 1984

Box 74   Folder 5

Carnegie-Mellon University, 1985

Box 74   Folder 6

Fred D. Arditti, 1986

Box 74   Folder 7

Society for the Promotion of Financial Studies, 1986-1987

Box 74   Folder 8

Thomas H. Dittmer, 1987

Box 74   Folder 9

Hermann Göppl, 1987

Box 74   Folder 10

Russell Sage Foundation, 1988

Box 74   Folder 11

Basil Blackwell, 1988

Box 74   Folder 12

Journal of Banking and Finance, 1988-1990

Box 74   Folder 13

Journal of Finance, 1989

Box 74   Folder 14

Prudential, 1989

Box 74   Folder 15

Review of Financial Studies, 1989

Box 74   Folder 16

Charles W. Upton, 1989

Box 74   Folder 17

Requests for reprints, 1980-1990

Box 74   Folder 18

Peter L. Bernstein, 1990-1991

Box 74   Folder 19

Bank One Corporation, 1991

Box 74   Folder 20

Basil Blackwell, 1991

Box 74   Folder 21

Journal of Business, 1982-1991

Box 74   Folder 22

Journal of Financial and Quantitative Analysis, 1987-1992

Box 74   Folder 23

Review of Financial Studies, ca. 1988

Box 74   Folder 24

Leo Melamed, 1981-1992

Box 74   Folder 25

Fischer Black, Nobel Prize nomination, 1993

Box 74   Folder 26

Susan Chaplinsky, 1993

Box 74   Folder 27

Doris Wan Cheng, 1993

Box 74   Folder 28

Robert Comment, 1993

Box 74   Folder 29

Toshiya Kawamura, 1993

Box 74   Folder 30

Thomas Flannigan, 1993

Box 74   Folder 31

Peat Marwick, 1993

Box 74   Folder 32

Richard A. Werner, 1993

Box 74   Folder 33

Financial Markets International, 1962-1994

Box 74   Folder 34

J.P. Morgan Securities, 1994

Box 74   Folder 35

Claudio Loderer, 1994

Box 74   Folder 36

Fischer Black Fund, 1995

Box 75   Folder 1

Bill Clinton, 1995

Box 75   Folder 2

Permissions, 1981-1996

Box 75   Folder 3

American Economic Review, 1989-1996

Box 75   Folder 4

John Wiley and Sons, 1991-1996

Box 75   Folder 5

Blackwell Publishers, 1991-1998

Box 75   Folder 6

New York University, 1994-1998

Box 75   Folder 7

Journal of Applied Corporate Finance, 1998

Box 75   Folder 8

Rogério Ortega, 1998

Box 75   Folder 9

World Innovation Foundation, 1998

Box 75   Folder 10

Francis Lui, 1999

Box 75   Folder 11

Permissions, 1996-2000

Box 75   Folder 12

Blackwell Publishers, 2000

Box 75   Folder 13

Hugo J. Faria, 1997-2000

Sub-subseries 2: Chronological File

Box 75   Folder 14-17

1965-1969

Box 76   Folder 1-15

1970-1979

Box 77   Folder 1-15

1980-1990

Box 78   Folder 1-13

1990-2000

Subseries 4: Administration

Box 79   Folder 1

Center for Mathematical Studies in Business and Economics, memoranda, proposals and brochure, 1962

Box 79   Folder 2

Honorary degrees, recommendations and biographical material, 1965

Box 79   Folder 3

Center for Advanced Study in the Behavioral Sciences, fellowship material, 1969

Box 79   Folder 4

Examining Committee on the Graduate School of Business, report, 1969

Box 79   Folder 5

Admission and graduation requirements for the MBA degree, memoranda, 1969

Box 79   Folder 6

Committee on the Appointment of Ralph E. Gomory, report, 1969

Box 79   Folder 7

Summer programming, memoranda, research material and program material, 1970

Box 79   Folder 8

Faculty meetings, memoranda, 1970

Box 79   Folder 9

Western Electric Fund Awards, nomination material, 1972-1973

Box 79   Folder 10

Committee on Term Associate Professorships, reports, notes and clippings, 1973

Box 79   Folder 11

Committee on Term Associate Professorships, reports and biographical material, 1973

Box 79   Folder 12

Committee on Faculty Size and Composition, memoranda, reports and study data, 1976

Box 79   Folder 13

Honorary degrees, recommendations and biographical material, 1977-1978

Box 80   Folder 1

Dean Witter Foundation, correspondence and proposals, 1981

Box 80   Folder 2

Committee to Recommend Candidates for the Chicago Mercantile

Box 80   Folder 3

University of Chicago Management Conference, correspondence and brochure, 1987

Box 80   Folder 4

University of Chicago Centennial, list of proposed conferences, 1990

Box 80   Folder 5

University of Chicago Centennial, Graduate School of Business planning committee, correspondence, proposal and list of Ph.D. alumni, 1990

Box 80   Folder 6

Fischer Black Fellowship, correspondence, drafts and biographical material, 1995

Box 80   Folder 7

Süleyman Chair in Ottoman History, correspondence and drafts, 1995-1996

Box 80   Folder 8

Alumni development, correspondence, 1996

Box 80   Folder 9

Scheduling forms, undated

Subseries 5: Arrangements for Speaking Engagements

Box 80   Folder 10-19

1969-1984

Box 81   Folder 1-18

1983-1990

Box 82   Folder 1-25

1989-1991

Box 83   Folder 1-25

1991-1993

Box 84   Folder 1-20

1992-1995

Box 85   Folder 1-11

1993-1997

Box 86   Folder 1-9

1996-1998

Box 87   Folder 1-7

1998-2000

Subseries 6: Video Recordings

Box 87

Item 1: Unidentified, 1986

Box 87

Items 2-3: Nobel Prize, awarding and news coverage, ca. 1990

Box 88

Items 1-2: Nobel Prize, awarding and news coverage, ca. 1990

Box 88

Item 3: "The Silent Stars," 1990

Box 88

Item 4: "New Strategies for Maximizing Shareholder Value," conference highlights, 1992

Box 88

Item 5: "Inside Financial Derivatives," keynote speech, Risk Management Symposium, Chicago Mercantile Exchange, 1994

Box 88

Items 6-7: "Interview," Chicago Mercantile Exchange, 1994

Box 88

Item 8: "Chicago Board of Trade," CNBC-TV, 1997

Box 88

Item 9: "University of Chicago Graduate School of Business June-July Asia Tour," Burson Marsteller, 1999

Box 88

Item 10: "Nobel Prize Winner Merton Miller Dies," Ahead of the Curve, CNN, 2000

Box 88

Item 12: "Press Conference," undated

Box 88

Item 22: "Keynote Speech," undated

Box 88

Item 13: "CENTER," Pedagogisch Technische Hogeschool, undated

Series IV: Consulting and Professional Activities

This series contains material related to Miller's activities outside of teaching, research and speaking in the university context. These activities included participation in professional organizations; service on advisory, editorial and governing boards; and consulting for corporations and law firms.

Subseries 1: Alphabetical File, contains correspondence, administrative records, publications, and drafts, organized according to the names of organizations in which Miller participated. Much of the material in this subseries relates to Miller's service on advisory and editorial boards of professional organizations and academic journals. Documents from his service as president of the American Finance Association is included here (related material is also found in Series III: Subseries 2).

Subseries 2: Government Documents, contains material such as briefs, statements, testimonies, and transcripts, most from court cases in which Miller served as a witness.

Subseries 3: Addenda, contains additional material related to Miller’s work as a financial and legal consultant. The original organization of materials has been preserved.

Subseries 1: Alphabetical File

Box 89   Folder 1

American Academy of Arts and Sciences, 1989

Box 89   Folder 2-8

American Finance Association, 1974-1990

Box 89   Folder 9

Allied Social Science Association, 1975

Box 89   Folder 10

Center for Business and Policy Studies, 1997

Box 89   Folder 11

Chicago Board of Trade, 1984-1987

Box 89   Folder 12

Chicago Council on Foreign Relations, 1988

Box 89   Folder 13-14

Chicago Mercantile Exchange, 1979-1986

Box 90   Folder 1-3

Chicago Mercantile Exchange, ca. 1990s

Box 90   Folder 4

China Financial Weekly, 1993

Box 90   Folder 5

Econometric Society, 1988-1989

Box 90   Folder 6-7

Financial Economists Round Table, 1992-1995

Box 90   Folder 8

Globex, 1988

Box 90   Folder 9-10

Group of Thirty Derivatives Project, 1992-1993

Box 90   Folder 11

Industry Summit, 1996

Box 90   Folder 12

Intergovernmental Panel on Climate Change, 1994

Box 90   Folder 13

International Association of Financial Engineers, 1995-1998

Box 90   Folder 14

Japan and the World Economy, 1987

Box 90   Folder 15

Journal of Corporate Finance and Governance, 1992

Box 90   Folder 16

National Association for the Advancement of Colored People, 1993

Box 90   Folder 17

National Association of Realtors, 1983

Box 90   Folder 18

National Bureau of Economic Research, 1993-1998

Box 90   Folder 19

National Science Foundation, 1985-1989

Box 90   Folder 20

New Palgrave Dictionary of Money and Finance, 1989-1990

Box 90   Folder 21

University of Iowa Board of Visitors, 1984

Box 90   Folder 22

University of Minnesota, 1987

Subseries 2: Government Documents

Box 90   Folder 23-24

Court documents, 1972-1999

  • Amerada Hess Corporation, et al. v. State of Alaska
  • Bank United of Texas v. United States of America
Box 91   Folder 1-5

Court documents, 1997-1999

  • California Federal Bank v. United States of America
  • Glendale Federal Bank v. United States of America
  • LaSalle Talman F.S.B. v. United States of America
Box 92   Folder 1-5

Court documents, 1997-1999

  • Bank United of Texas v. United States of America
  • Bluebonnet Savings Bank, F.S.B. v. United States of America
  • California Federal Bank v. United States of America
  • C. Robert Suess, et al. v. United States of America
Box 93   Folder 1-2

Court documents, 1999

  • Bank United of Texas v. United States of America
  • California Federal Bank v. United States of America
Box 93   Folder 3-4

Chicago and North Western Transportation Company, statements before the Interstate Commerce Commission, 1977

Subseries 3: Consulting and Professional Activities Addenda

Box 94   Folder 1

Chicago Mercantile Exchange, 1979-1980

Box 94   Folder 2

Chicago Mercantile Exchange, “Preliminary report …”, 1987

Box 94   Folder 3

Chicago Mercantile Exchange, 1987-1988

Box 94   Folder 4

Chicago Mercantile Exchange, Committee of inquiry to examine the events surrounding October 19, 1987, report, circa 1988

Box 94   Folder 5

Chicago Mercantile Exchange, report on October 19, 1987, 1988 [1/2]

Box 94   Folder 6

Chicago Mercantile Exchange, report on October 19, 1987, 1988 [2/2]

Box 94   Folder 7

Chicago Mercantile Exchange, 1998-2000

Box 94   Folder 8

Board of Trade and Chicago Mercantile Exchange vs. SEC and Delta Government Options Corporation, 1990-1991

Box 94   Folder 9

Chicago Mercantile Exchange governance, 1991

Box 94   Folder 10

Chicago Mercantile Exchange, governance, 1991-1994

Box 94   Folder 11

Chicago Mercantile Exchange, disciplinary procedures, 1994

Box 94   Folder 12

Argentaria, 1995

Box 94   Folder 13

NYSE, Inc., 1990

Box 94   Folder 14

NYSE, 1997

Box 94   Folder 15

Chicago Board of Trade, 1995-1996

Box 94   Folder 16

Long-term Capital Management, Lp, 1996-1999

Box 94   Folder 17

Metallgesellschaft Corporation, 1995

Box 94   Folder 18

Metallgesellschaft Corporation Auditor’s, 1994 [1 of 2]

Box 94   Folder 19

Metallgesellschaft Corporation Auditor’s, 1994 [2 of 2]

Box 94   Folder 20

Orange County Bankruptcy, 1996

Box 94   Folder 21

Orange County Bankruptcy, 1996

Box 94   Folder 22

Notes on replacing lost goodwill, 1997

Box 94   Folder 23

Testimony notes, 1997

Box 94   Folder 24

Lexecon subpoena, 1994

Box 94   Folder 25

Lexecon, Inc., 1995

Box 94   Folder 26

Clearing houses, 1997

Box 94   Folder 27

Adobe Oil and Gas Corp., 1979-1981

Box 94   Folder 28

IPAC, 1981

Box 95   Folder 1

GTE, 1984

Box 95   Folder 2

MARCOR, 1969-1970

Box 95   Folder 3

Schiff, Hardin & Waite, 1992

Box 95   Folder 4

Iranian oil properties, 1979-1981

Box 95   Folder 5

David Ross, 1999

Box 95   Folder 6

Standard Oil, 1958-1981

Box 95   Folder 7

Standard Oil, 1979-1981

Box 95   Folder 8

Standard Oil, 1981

Box 95   Folder 9

Standard Oil, 1981

Box 95   Folder 10

Standard Oil, billing, 1981-1983

Box 95   Folder 11

Workshop on Applied Price Theory, 1981-1983

Box 95   Folder 12

Credit Agricole Indosuez, 1997-1998

Box 95   Folder 13

Credit Agricole Indosuez, Gordon G. Chang, Paul Weiss, 1998-1999

Box 95   Folder 14

AT&T CAP Merril, 1997

Box 95   Folder 15

Merril – AT&T, 1996

Box 95   Folder 16

Skadden, Arps, Slate, Meagher & Flom, LLP., 1999

Box 95   Folder 17

Lindeman, James, Continental Bank, 1986-1988

Box 95   Folder 18

Chicago Board of Trade, 1985

Box 95   Folder 19

Lugar, Richard G., Roundtable on futures, derivatives and public policy, 1998-1999

Box 95   Folder 20

NYSE, Inc., 1990

Box 95   Folder 21

FDIC file, 1986-1987

Box 95   Folder 22

Asian financial markets, 1998

Box 95   Folder 23

Transparancies, undated

Box 95   Folder 24

“Benj. Franklen”, undated

Box 95   Folder 25

La Salle – Current, undated

Box 95   Folder 26

La Salle, 1998

Box 95   Folder 27

“Rebuttal”, undated

Box 96   Folder 1

S & L Material, 1997

Box 96   Folder 2

“Folder 1”,1985-1986

Box 96   Folder 3

“Note on a possible use of industry data for estimating damages”, 1972

Box 96   Folder 4

Winnebago active, 1972

Box 96   Folder 5

Winnebago annual reports, 1965-1971

Box 96   Folder 6

Winnebago data file, 1965-1972

Box 96   Folder 7

Chicago Board of Trade, petition, circa 1970

Box 96   Folder 8

Chicago Board of Trade, 1976-1985

Box 96   Folder 9

Chicago Board of Trade, Commodity Futures Trade Commission, 1982-1985

Box 96   Folder 10

Chicago Board of Trade, 1982-1985

Box 96   Folder 11

Chicago Board of Trade, 1984-1985 [1/2]

Box 96   Folder 12

Chicago Board of Trade, 1984-1985 [2/2]

Box 96   Folder 13

Chicago Board of Trade, 1985

Box 96   Folder 14

Chicago Board of Trade, 1985-1986

Box 96A   Folder 1

Chicago Board of Trade, 1985-1986

Box 96A   Folder 2

Chicago Board of Trade, CFTC rebuttal, 1986

Series V: Personal

This small series contains copies of Miller's CV from 1982, an incomplete list of publications from around the time of Miller's death, birthday party memorabilia, and material related to an alumni beer-tasting event at which Miller presided.

Box 96A   Folder 3

Curriculum vitae and lists of publications, 1982-2000

Box 96A   Folder 4

Birthday party speech and memorabilia, ca. 1993

Box 96A   Folder 5

GSB Club, beer tasting at Weinkeller Brewery and Restaurant, invitation, notes and menu, 1994

Series VI: Restricted

Restricted material have been consolidated into this series. This series is divided into five subseries to distinguish among the types of material, and levels of organization and restriction.

Subseries 1 contains proprietary and confidential information related to Miller’s work as a consultant in connection with legal cases and corporate financing. The names of corporations and law firms that engaged Miller's services are given when identified. The subseries contains restricted material.

Subseries 2 contains University of Chicago administrative, contains referee reports and letters of recommendation for colleagues. This material is restricted for 30 years.

Subseries 3 contains administrative records concerning evaluations and appointment recommendations for University of Chicago personnel. Many of these administrative activities relate to tenure and appointment procedures and contain contains letters of recommendation, tenure review material, budget material, and other administrative records that are subject to restriction.

This material is restricted for 50 years.

Subseries 4 contains protected student information such as grade reports, graded student work, letters of recommendation and other material related to the evaluation of students. This material is restricted for 80 years.

Subseries 5 contains documents bearing protected personal information such as social security numbers. This material is restricted indefinitely.

Subseries 1: Restricted Consulting and Professional Activities

Box 97   Folder 1

Argentaria, 1995

Box 97   Folder 2

Automated Power Exchange, 1998

Box 97   Folder 3

Bank United of Texas v USA, deposition, 1999

Box 97   Folder 4

Bank United,1994

Box 97   Folder 5

Calfed, 1998

Box 97   Folder 6

Commonweath Edison, 1990

Box 97   Folder 7

Commonweath Edison, 1990

Box 97   Folder 8

Credit Agricole Indosuez v Lucent Technologies of Shanghai, 1997-1998

Box 97   Folder 9

Jeffrey Finke, Attorney General, 1988

Box 97   Folder 10

Glendale script, 1997

Box 97   Folder 11

Blue bonnet (Glendale), 1998-1999

Box 97   Folder 12

Lexecon,1992

Box 97   Folder 13

Lexecon, 1994

Box 97   Folder 14

Lexecon, 1998-2000

Box 97   Folder 15

Metallgesellschaft, post-ruling file, 1994-1996

Box 97   Folder 16

Bob Whaley, MG Steve Ross, 1995

Box 97   Folder 17

NAACP, 1993

Box 97   Folder 18

National Cheese Exchange, 1996-1998

Box 97   Folder 19

Orange County Bankruptcy, 1996

Box 97   Folder 20

The guru group (Skadden), 1998

Box 97   Folder 21

Johnson, Philip Mc Bride (Skadden), 1999

Box 98   Folder 1

Standard Oil agreements, 1966-1981

Box 98   Folder 2

Standard Oil, 1981

Box 98   Folder 3

Standard Oil, 1983

Box 98   Folder 4

Statesman, 1997-1998

Box 98   Folder 5

Unocal, 1987

Box 98   Folder 6

Winnebago, 1966-1972

Box 98   Folder 7

Winnebago, 1972

Box 98   Folder 8

Winnebago, prospectuses, 1972

Box 98   Folder 9

Winnebago, trade secrets, 1972

Box 98   Folder 10

Winnebago script, drafts, notes, 1972

Box 98   Folder 11

Winnebago, memos, etc., 1972

Box 98   Folder 12

Winnebago, script-early version, 1972

Box 98   Folder 13

Harry Roberts, Winnebago, 1972

Box 98   Folder 14

Winnebago, active, 1972

Box 98   Folder 15

Life Time v. Winnebago, daily reports, 1972

Box 98   Folder 16

Life Time v. Winnebago, daily reports, 1972

Box 98   Folder 17

Life Time v. Winnebago, daily records, 1972

Box 98   Folder 18

Wunsch, R. Steven, 1990-1993

Box 99   Folder 1-3

Chicago Board of Trade, legal material, corporate material and correspondence, 1970s-1980s

Subseries 2: R-30 Administrative, Recommendation and Referee Materials

Box 100   Folder 1

1980-1992

Box 100   Folder 2

1988-1989

Box 100   Folder 3

1989-1990

Box 100   Folder 4

1993

Box 100   Folder 5

1993

Box 100   Folder 6

1995-1998

Box 100   Folder 7

1996

Subseries 3: R-50 Personnel, Budget and Appointment Materials

Box 100   Folder 8

1968-1970

Box 100   Folder 9

1970

Box 100   Folder 10

1971-1972

Box 100   Folder 11

1973

Box 100   Folder 12

1984

Box 100   Folder 13

1986

Box 100   Folder 14

1991

Subseries 4: R-80 Student Evaluative Materials

Box 100   Folder 15

Undated

Box 100   Folder 16

Undated

Box 100   Folder 17

1965

Box 100   Folder 18

1965

Box 100   Folder 19

1966

Box 100   Folder 20

1966-1969

Box 100   Folder 21

1969

Box 100   Folder 22

1969

Box 100   Folder 23

1970

Box 100   Folder 24

1970-1981

Box 100   Folder 25

1971

Box 100   Folder 26

1971

Box 100   Folder 27

1972

Box 100   Folder 28

1972-1976

Box 100   Folder 29

1973

Box 100   Folder 30

1973

Box 100   Folder 31

1974

Box 100   Folder 32

1974

Box 100   Folder 33

1977

Box 100   Folder 34

1978

Box 100   Folder 35

1979

Box 100   Folder 36

1979

Box 100   Folder 37

1979

Box 100   Folder 40

1980

Box 101   Folder 1

1981-1984

Box 101   Folder 2

1981-1985

Box 101   Folder 3

1982

Box 101   Folder 4

1982

Box 101   Folder 5

1982-1984

Box 101   Folder 6

1983-1998

Box 101   Folder 7

1984

Box 101   Folder 8

1985

Box 101   Folder 9

1986

Box 101   Folder 10

1987-1988

Box 101   Folder 11

1988

Box 101   Folder 12

1989

Box 101   Folder 13

1990

Box 101   Folder 14

1990

Box 101   Folder 15

1990-1991

Box 101   Folder 16

1991-1999

Box 101   Folder 17

1991-1992

Box 101   Folder 18

1992

Box 101   Folder 19

1992-1996

Box 101   Folder 20

1993

Box 101   Folder 21

1996

Box 101   Folder 22

1997

Box 101   Folder 23

1997

Box 101   Folder 24

1997

Box 101   Folder 25

1998

Subseries 5: R-X Protected Personal Information

Box 101   Folder 26

1993